Search EDGAR Comment Letters. Search for Company Filings. 0000002619 00000 n (If the registrant and payor are the same, use only the {6000} field.) In this field, the initials "CIK" should be entered immediately followed by the registrant's CIK number. 3a instructions for filing fees. Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. The SEC collects the information for regulatory purposes, such as deciding whether to grant registration. Total wire amount, no commas or decimals. 0000064782 00000 n OMB Number: 3235-0049. 0000070999 00000 n Descriptions of SEC Forms. Filing Instructions for Renewing Registration of a Charitable rganization Tre argett Secretary of State Division of Charitable Solicitations and aming If you are filing this annual report as part of a reinstatement due to forfeiture, you may owe a different fee (fees are listed with the reinstatement form). The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). and Sending Bank's Name, ABA = American Bankers Association Receiving Bank's ABA Number (9 positions) and Receiving Bank's Name. Instructions for Check Payments To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. The proposal is intended to modernize filing fee disclosure and payment methods, ... For example, the SEC is proposing to revise the instructions to Forms S-3 and F-3 to provide that: } 0000032714 00000 n Currently, SEC staff manually review fee information for every filing and resolve discrepancies. If a consolidated group filing a consolidated return wants to change its tax year by using Rev. 123 ABC PLAZA table, th, td { S-8 Filing: A SEC filing required for companies wishing to issue equity to their employees. (If the registrant is not the payor, enter the registrant's CIK in the {4320} field, as shown above). HOW WE COLLECT For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at … o Filing fee The filing fee for the annual report is $55. Total Offering. background-color: #BDBDBD; Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database. The fee is calculated by multiplying the aggregate offering amount by .0001091. 0000002091 00000 n When filing fees are required for a specific form type, they must be paid in accordance with the provisions of the Lockbox Rule (Rule 3a of the Commission’s Rules of Practice) as effective April 26, 1993. SEC Forms List (PDF versions) About EDGAR. Note: Tag {4320} is used when the registrant and payor are not the same, and therefore have different CIK numbers and Tag {6000} is always the payor's CIK. 0000000747 00000 n Form 1-A is the offering document required to be filed for securities offerings that are qualified under Regulation A and Regulation A+.Issuers should take note of terms, conditions, and requirements of Regulation A, as the exemption is not available to all issuers or for every type of securities transaction. H��Wko�F��_1�V� ���R�n�"�4Ra,�~���Ć�CZֿ�sg�I�2BbQ$���9����,e�����a7ad�(d��,��V�����6���'�O~ZL>,_�'��Y���=sy8ca��-�β�>�ܲ,��Lnگ���������4K� {�=���:-v����̡�>ԡsCǥ�,�g)K���E����.>��"ztzW�(j94���3. 0000005843 00000 n 0000001024 00000 n Filing fees are required for filings made pursuant to: Sections 6(b) of the Securities Act of 1933; Sections 13(e) and 14(g) of the Securities Exchange Act of 1934 Read and follow all instructions completely. Instructions for Part 1A ; OMB Approval. ... For $100 plus the state-mandated report fee, we’ll file your biennial report. The filing officer receives Filing Office Copy of all forms. Effective October 1, 2019, the filing fee rate will increase approximately 7.1 percent from the current rate of $121.20 per million dollars to $129.80 per million dollars for: H�b```"7�?� bE8.0t�h�n`�QP �����0>`}!�`�������pq!����,�&7�5��bg`�� ���� � E endstream endobj 31 0 obj 95 endobj 14 0 obj << /Type /Page /Parent 9 0 R /Resources 15 0 R /Contents 21 0 R /MediaBox [ 0 0 612 792 ] /CropBox [ 0 0 612 792 ] /Rotate 0 >> endobj 15 0 obj << /ProcSet [ /PDF /Text ] /Font << /TT2 18 0 R /TT4 17 0 R /TT5 22 0 R >> /ExtGState << /GS1 26 0 R >> /ColorSpace << /Cs6 19 0 R >> >> endobj 16 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -568 -307 2028 1007 ] /FontName /MPMCIF+TimesNewRoman /ItalicAngle 0 /StemV 94 /XHeight 0 /FontFile2 24 0 R >> endobj 17 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 408 0 500 0 0 180 333 333 0 0 250 333 250 278 500 500 500 500 500 500 500 500 500 500 278 278 0 0 0 0 0 722 667 667 722 611 556 722 722 333 0 722 611 889 722 722 556 722 667 556 611 722 0 944 722 722 0 0 0 0 0 0 0 444 500 444 500 444 333 500 500 278 0 500 278 778 500 500 500 500 333 389 278 500 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCIF+TimesNewRoman /FontDescriptor 16 0 R >> endobj 18 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 0 0 0 0 0 278 333 333 0 0 0 333 250 0 500 500 0 500 500 0 0 500 500 500 333 333 0 0 0 0 0 722 667 722 722 667 611 778 778 389 0 778 0 944 0 778 611 0 722 556 667 722 0 1000 0 0 0 0 0 0 0 0 0 500 556 444 556 444 333 500 556 278 0 556 278 833 556 500 556 556 444 389 333 556 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCGP+TimesNewRoman,Bold /FontDescriptor 20 0 R >> endobj 19 0 obj [ /ICCBased 27 0 R ] endobj 20 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -558 -307 2034 1026 ] /FontName /MPMCGP+TimesNewRoman,Bold /ItalicAngle 0 /StemV 160 /XHeight 0 /FontFile2 23 0 R >> endobj 21 0 obj << /Length 2915 /Filter /FlateDecode >> stream 0000073888 00000 n padding: 5px; 2. } SEC Fedwire SEC Fedwire Fee Payment Options (Effective October 1, 2012) and Securex Fee Calculator. Corporation annual report. Tag {6000} contains the CIK information for payment to match with the right account at the SEC. The last two positions of the transaction dollar amount are for cents. Instructions for Form 1128(Rev. sponsoring wrap fee programs, you do not need to prepare a firm . 000000000000 The SEC has said that filing fees for fiscal 2021 will be charged at a rate of $109.10 per million dollars, effective October 1, 2020. 12345 ABC CO To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. } Sending Bank's ABA Number (9 positions) 17-7002, 17-7510, 17-7929 0000001197 00000 n In this example: ABC Company, CIK9999999998 (Tag {6000}) is the payor having its wire payment submitted to US Bank, and XYZ Company, CIK 9999999995 (Tag {4320}) is the registrant. Instructions: Key in the Amount Being Registered and the Proposed Maximum Offering Price Per Unit for each Security Type being registered. 0000073676 00000 n to your wrap fee . border-collapse: collapse; table tr:nth-child(odd) { … The Total Fee Due will appear in the upper most table. Securities and Exchange Commission. Be sure that all information is completely legible. The US Securities and Exchange Commission (SEC) has announced an increase in the filing fees to be paid by public companies and other issuers during the SEC’s 2020 fiscal year. (Do not use spaces, blanks, or special characters.). | us law | lii / legal. background-color:#fff; Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes. On the front of the check or money order, you must include the SEC’s account number (152307768324) and CIK number of the account to which the fee is to be applied. This is the unique SEC identifier known as the CIK of the payor. border: 1px solid black; Fee amount: $40 flat filing fee Annual reports with tax year ending 1993 TO 2000: Fee amount: $20 flat filing fee Annual reports with tax year ending 1972 TO 1992: Fee amount: $5 flat filing fee Annual reports were not required for not-for-profit corporations PRIOR TO 1972. trailer << /Size 32 /Info 10 0 R /Root 13 0 R /Prev 82026 /ID[<0433ded08513a1aac5a23199b800f948><0cd574f96d115ffab0e08a3255437b94>] >> startxref 0 %%EOF 13 0 obj << /Type /Catalog /Pages 9 0 R /Metadata 11 0 R /PageLabels 8 0 R >> endobj 30 0 obj << /S 52 /L 108 /Filter /FlateDecode /Length 31 0 R >> stream Only use this field if the SEC registrant and the payor are different. width:100%; A fee calculator is available as a tool to assist you in the calculation of SEC filing fees applicable to your SEC registration statement. brochure. background-color: #eee; separate from your . 5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates. clients. If your entire advisory business is . (Do not use spaces, blanks, or special characters). Filing fees can become very complex, especially when there are multiple transactions, fee offsets and carryforwards. For more information, please call (785) 296-4564. o Payment Please enclose a check or money order payable to the Secretary of State. SEC Form 1-A: A filing with the Securities and Exchange Commission (SEC) required for the registration of certain securities. Fill in form very carefully; mistakes may have important legal consequences. Please type or laser-print all forms. Some of these form types have associated filing fees, such as filings registering new securities or debt. If a wire transfer of SEC filing fees does not contain the required information in the proper format, the SEC may not be able to identify the payor and the acceptance of filings may be delayed. 0000070921 00000 n The information provided on this page is specific to filing fee payments ONLY. Click on the “Calculate Fee” button to view the total SEC fees required. STAY CONNECTED SEC Wire Transfer Instructions Company, Inc. SEC Filing Fee Aggregate offering price: $[ ] SEC filing fee: $[ ] Transferred funds must be available at U.S. Bank immediately prior to the time the registration statement is filed with the SEC. SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type. For help with filing fees or questions regarding fedwires, please contact Filing Fee Information at. For help with access codes, please visit this Quick Reference Guide. 1939 Act Filing You must pay a filing fee with the following 1939 Act filing: 1933 and 1940 Act Filings by Investment Companies You must pay a filing fee with the following EDGAR submissions made by investment companies: Offsetting Fees SEC regulations provide that only one fee is required for each transaction. Massachusetts Annual Report Fee Schedule. } 12 positions total. Sec. The disclosure requirements for preparing a . appear in Part 2A, Appendix 1 of Form ADV. To ensure proper credit, it is critical that all required information be provided to the sending bank or wire transfer service. Once complete, press the "Calculate Fee" button. 0000002580 00000 n color: black; Edgar filer manual volume ii. 17 cfr 202. 0000001356 00000 n Instructions: Enter the amount of shares being registered (Amount Being Registered) and the Proposed Maximum Offering Price Per Unit. th, td { SEC data must be inserted in the proper fields. Filers enter data manually, sometimes in more than one location in the filing, increasing the possibility of filer error. Quick EDGAR Tutorial. Originator Information - Originating customer account number from sending bank, name of originating company address, city, state, and zip code. Reference to Beneficiary. table tr:nth-child(even) { Accounting support fee. Filing a Form 1-A with the SEC How to file Form 1-A. Sec edgar filing fees lockbox fedwire wire transfer. Instructions Form Filing Fee; 10PN003: Annual Trustee Report Form: $0: Pre-Need Complaint Form: $0: 10PN001: Registration or Renewal of Preneed Establishment: $250 initial / $50 renewal: 10PN002: The Preneed Contracts Loss Recovery Association - Quarterly Contract Fee Report Form : $10.00 } If you have questions, consult your attorney. The free resource is available here. Any bank or wire transfer service may initiate wire transfers of filing fee payments through the Fedwire system to US Bank, the US Treasury designated financial agent for SEC filing fee payments. wrap fee program brochure(s). table th { Annual report and tax instructions division of corporations state. 1. Proc. 0000001044 00000 n Name of the beneficiary (Securities and Exchange Commission). received after the renewal date shall be assessed a $25.00 late fee for each month or portion thereof that the report is late filed, pursuant to Tennessee Code Annotated § 48-101-506. For additional information on filing fee procedures, please refer to 17 CER 202.3a, Instructions for Filing Fees. Enter the initials "CIK" followed immediately by payor's CIK number. }. Transaction Dollar Amount (Total Wire Value) The most critical data are the SEC’s account number at Mellon Bank and the SEC-assigned account number identified as the CIK number. To ensure proper credit and prompt filing acceptance, it is critical to include: 0000001584 00000 n 12 0 obj << /Linearized 1 /O 14 /H [ 838 206 ] /L 82394 /E 74263 /N 3 /T 82036 >> endobj xref 12 20 0000000016 00000 n 0000005986 00000 n The Filing Fees Branch, part of the SEC’s Office of Financial Management, is responsible for validating and collecting fees under various provisions of the securities laws. table { NEW YORK NY 10258, Originator (Payor) to Beneficiary Information. Early Applications Generally, an application to adopt or SEC data must be inserted in the proper fields. Also available is a current link to the latest SEC fee rate advisory as well as FEDWIRE instructions for wiring fees to the SEC. 1 Twitter 2 Facebook 3RSS 4YouTube Sec wire transfer instructions effective october 1, 2012. (Example: $250.00 formatted is 000000025000) 0000000838 00000 n ANNUAL REPORT FEE SCHEDULE RR Inst.K.S.A. Filing officer cannot give legal advice. This SEC filing fee calculator is provided as a tool to assist law firms and Issuers in the calculation of filing fees applicable to SEC registration statement. Massachusetts Annual Report Service & Filing Instructions ... All online and faxed filings are considered expedited and incur an additional expedite fee. text-align: left; FINRA also will create a financial account for the investment adviser from which the IARD will deduct filing fees and any state fees the adviser is required to pay. ... authorize the SEC to collect the information required by Form ADV. wrap fee program brochure. The SEC's US Bank account number must be obtained by: In this example: JJJ CO, CIK9999999998 is the payor and the registrant. %PDF-1.3 %���� 0000002853 00000 n The hours of operation at US Bank are 8:30am to 6:30pm EST for wires. 2006-45, ... requires payment of a user fee. Beneficiary Information (SEC's US Bank account number) In this field, the unique CIK number is used for the registrant. 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